Indian Finance Quiz

NISM QUIZ 5: SEBI – Role and Regulations

NISM QUIZ 5: SEBI - Role and Regulations

Congratulations - you have completed NISM QUIZ 5: SEBI - Role and Regulations. You scored %%SCORE%% out of %%TOTAL%%. Your performance has been rated as %%RATING%%
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Question 1
The Apex regulator of the securities markets in India is ________.
A
Reserve Bank of India (RBI)
B
Securities and Exchange Board of India (SEBI)
C
Association of Mutual Funds in India (AMFI)
D
Ministry of Corporate Affairs (MCA)
Question 2
Insider trading is controlled by the regulations prescribed by __________.
A
Reserve Bank of India (RBI)
B
Securities and Exchange Board of India (SEBI)
C
Association of Mutual Funds in India (AMFI)
D
Ministry of Corporate Affairs (MCA)
Question 3
The Investor Education and Protection Fund (IEPF) is funded by unpaid dividends remaining unclaimed for at least_________.
A
Five years
B
Seven years
C
Eight years
D
Ten years
Question 4
The protection of investors’ interests is a secondary objective of SEBI. State whether True or False.
A
TRUE
B
FALSE
Question 5
SEBI has the power to enforce penalties. State whether True or False.
A
TRUE
B
FALSE
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There are 5 questions to complete.

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