NISM QUIZ 6: Basics of Registrars and Transfer Agents
NISM QUIZ 6: Basics of Registrars and Transfer Agents
Congratulations - you have completed NISM QUIZ 6: Basics of Registrars and Transfer Agents.
You scored %%SCORE%% out of %%TOTAL%%.
Your performance has been rated as %%RATING%%
Your answers are highlighted below.
Question 1 |
The RTA as a custodian of data acts as the repository of information of ___________
data.
Investor | |
Regulator | |
Intermediaries |
Question 2 |
One of the main tasks undertaken by an Investor Service Centre (ISC) / Official Point
of Acceptance (OPA)is:
Providing sale necessities like forms for depositories. | |
Providing statutory documents such as Scheme information Document (SID)
and Statement of Additional Information (SAI) | |
Not providing statement of account on regular basis to distributors and
investors
| |
Not maintaining information distribution of dividend |
Question 3 |
Registrar and Transfer Agents (RTAs) servicing more than 2 crore folios are known as
___________.
Qualified RTAs | |
Qualitative RTAs | |
Special RTAs | |
Superior RTAs |
Question 4 |
A depository may keep both the record keeping in-house, and outsource to an RTA.
State whether True or False.
TRUE | |
FALSE |
Question 5 |
Registrar and Transfer Agent (RTA) has a critical role in Corporate Actions:
Transfer of dividend through NEFT | |
Transfer of dividend thru RTGS | |
Dispatch of dividend in case bank details are not available | |
All the options above |
Once you are finished, click the button below. Any items you have not completed will be marked incorrect.
There are 5 questions to complete.